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The regulatory criminal enforcement climate has drastically changed for all companies, both large and small. Whereas fraud prosecutions were once limited to certain industries and only extreme violations, now every business is fair game. The stakes are higher, and the lines between "mistakes" and "crimes" are increasingly blurry. Since an effective compliance program is the best form of "enforcement insurance" available, the discussion will also highlight the core principles underlying such programs.

"...got fraud?" A Former Prosecutor's Guide to Help Executives Minimize Risks & Add Value LIVE Webcast, which is especially geared to CPA’s, CFO's, GC's, Risk Officers, and Attorneys, will pinpoint ways to avoid and reduce risks in business crimes, Including ways to prepare for such risks. Reserve your slot now for this event!

Course Level: Intermediate
Prerequisite: None
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Group, LLC
Recommended CLE/CPE Hours: 1.75 - 2.0
Important Note: Your State Bar or Accounting Board will make the final determination with respect to continuing education credit. If you are applying for CLE credit in Texas you must register 20 days before the event date or you will not be able to obtain CLE credit.
Advance Preparation: Print and review course materials
Course Code: 103943
Recording Fee: $299 (Please click here for details)
NASBA Sponsor Number: 109004

 

Featured Speakers for ". . . got fraud?" A Former Prosecutor's Guide to Help Executives Minimize Risks & Add Value LIVE Webcast:


Proposed Agenda (click here to view more)
SEGMENT 1:


Peter Crane Anderson, Former Federal Prosecutor
Anderson Terpening, PLLC

- Overview of Critical Enforcement Trends & Forces at Play;
- Getting a Peak Inside the Government's "Playbook" & Relevant Policies
- Key Elements of Effective Compliance Programs & Their Benefits

SEGMENT 2:


Joseph W. Koletar, DPA, CFE, Retired FBI Senior Executive,
 

- Understanding the Mindset of the Investigator.
- Why non-compliance is almost always larger than people think it is.
- Why "nice" people (not career criminals) do bad things.
- The normal courses of defense, at least in the early stages.
- Why "good" news is often worst than bad news.

SEGMENT 3:


Nick Ciancio, President, Global Compliance International, Chief Compliance Officer,
Global Compliance

- Statistics for companies with effective programs.
- Key components of a hotline system.
- Best practices and benchmark data for implementing a hotline both domestically & internationally.



Anderson Terpening, PLLC
Peter Crane Anderson
Former Federal Prosecutor
speaker bio »»

 
Joseph W. Koletar, DPA, CFE
Retired FBI Senior Executive
speaker bio »»

Global Compliance
Nick Ciancio
President, Global Compliance International, Chief Compliance Officer
speaker bio »»

** Important Notice: More speakers will be added to this event soon. Keep checking back for updates.

Who Should Attend?

- CPAs
- Chief Financial Officers
- Compliance Officers
- General Counsel
- Risk Officers
- Attorneys practicing in White Collar Crime, Anti-Money Laundering, Financial Services

Why Attend?

This is a must attend event for anyone interested to know and understand pointers for an effective compliance and enforcement program to minimize risks and add value to companies.
    - New guidance explained by the most qualified key leaders & experts
    - Hear directly from key regulators & thought leaders
    - Interact directly with panel during Q&A

Registration Information:                                                                                                                                    


Disclaimer:
Please note, the event date is firm although it may be subject to change. Please click here for details.

 

 

 

 


". . . got fraud?" A Former Prosecutor's Guide to Help Executives Minimize Risks & Add Value LIVE Webcast
Speaker Firms:






 

The Knowledge Group, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org


 

We are an approved multi-event sponsor in the state of California. Our provider ID is: 14451. In Texas, Illinois, and Virginia, we submit programs for individual approval in advance. In all other states, once attendance is verified, participants are emailed an official certificate of attendance which they submit to their respective State Bar Associations. Our programs are created with continuing education in mind and are therefore designed to meet the requirements of all State Bar Associations. If you have any questions, please email our CLE coordinator at: info@knowledgecongress.org

Important Note: Your State Bar or Accounting Board will make the final determination with respect to continuing education credit. If you are applying for CLE credit in Texas you must register 20 days before the event date or you will not be able to obtain CLE credit.

Attention New York Attorneys:

This program is approved for CLE credit under New York’s Approved Jurisdiction policy. The Knowledge Group, LLC is an approved sponsor in the state of California, a New York Approved Jurisdiction. This program fulfills the non-traditional format requirement of exceeding 60 minutes in length. Please note only experienced attorneys (more than 2 years) are eligible to receive CLE credit via non-traditional format learning platforms. The Knowledge Group will verify attendance during the webcast via secret words (3 per credit hour) and by auditing attendees log in and log out records. All verification instructions will be provided during the webcast. Once attendance verification requirements have been completed, the attendee will be issued a certificate of attendance be The Knowledge Group for the course with the recommended number of credit hours. The Certificate of Attendance is normally sent via email in 24 hours or less.

To Claim Your CLE Credits:

The attorney should simply include credits earned via Knowledge Group webcasts when computing the total number of CLE credits completed, and keep the Knowledge Group Certificate of Attendance for a period of at least four (4) years in case of audit. An attorney may count towards her/his New York CLE requirement credit earned through the Approved Jurisdiction policy without notifying the CLE Board.

To learn more about New York’s Approved Jurisdiction policy. Please visit: http://www.nycourts.gov/attorneys/cle/approvedjurisdictions.shtml



 
Enrolled Agents Sponsor ID Number: 760

We have entered into an agreement with the Office of Professional Responsibility, Internal Revenue Service, to meet the requirements of 31 Code of Federal Regulations, section 10.6(g), covering maintenance of attendance records, retention of program outlines, qualifications of instructors, and length of class hours. This agreement does not constitute an endorsement by the Office of Professional Responsibility as to the quality of the program or its contribution to the professional competence of the enrolled individual.